Momentous regulatory action requires adviser input to protect industry, investors
Schwab recently brought RIAs to Capitol Hill as part of the Investment Adviser Association's Lobbying Day to boost lawmakers' awareness of the profession.
The regulatory landscape related to financial advice continues to evolve, and many changes either proposed or underway will potentially have significant implications for the independent advice model and for the consumer. We saw debate about these implications leading up to the Department of Labor's
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