Barclays will refund $97 million to advisory, brokerage clients
Firm agrees to settle three sets of SEC violations concerning overcharges.
In a settlement with the Securities and Exchange Commission, Barclays Capital has agreed to refund more than $97 million in advisory and mutual fund fees to clients who were overcharged.
Barclays, which neither admitted nor denied the SEC's findings of three sets of violations, agreed to create a f
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