chart
Finra preliminary enforcement statistics, 2015 vs. 2014 2015 2014 Fines: ▾29.9%…
Finra preliminary enforcement statistics, 2015 vs. 2014
2015
2014
Fines: ▾29.9%
Restitution: ▴197.8%
Disciplinary actions: ▴4.7%
Litigation/prosecution: ▴10.1%
Sources: Finra
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