End the ‘silly debate’ on fiduciary status
Re: the April 7 article “Advisers gear up to battle Treasury,” not this financial adviser. If an…
Re: the April 7 article “Advisers gear up to battle Treasury,” not this financial adviser.
If an adviser’s name appears on a client’s investment statement, that adviser must be regulated by the Financial Industry Regulatory Authority Inc. of New York and Washington.
It is just that simple.
Make us all fiduciaries if you want, but just end this silly debate.
Bradford H. Tharp
Investment representative
Canal Winchester, Ohio
Linsco/Private Ledger Corp.
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