Finra advisory group could accelerate regulator’s move toward ‘best-interests’ regime
Bringing the investor's perspective to Finra's work will add momentum to its tendency to promote the best-interests standard for investment advice.
A new Finra advisory committee could underscore the regulator's recent emphasis on having brokers act in the best interests of their clients, according to industry observers.
This week, the Financial Industry Regulatory Authority Inc. said that it is establishing the Investor Issues Committee. The p
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