FINRA: Seeking an extension of the date for expanding Order Audit Trail System
Finra is asking the Securities and Exchange Commission for permission to set an Oct. 3 deadline for expanding…
Finra is asking the Securities and Exchange Commission for permission to set an Oct. 3 deadline for expanding the reporting and recording requirement in the Order Audit Trail System. The revised system will include all National Market System stocks. For more information, click here. (See related story.)
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