Subscribe

Finra targets VA guidelines

Comments were due last week on proposed changes to Finra guidelines that govern marketing material used for variable insurance products.

Comments were due last week on proposed changes to Finra guidelines that govern marketing material used for variable insurance products. Among other changes, the proposal would modify provisions regarding product identification, liquidity and guarantee claims and would consolidate previous guidance concerning variable insurance product communications. For additional details, go to finra.org/web/groups/rules_regs/documents/notice_to_members/p038981.pdf.

Related Topics:

Learn more about reprints and licensing for this article.

Recent Articles by Author

Variable annuities

Variable annuities – Participating issuers, ranked by net assets Issuer Net assets ($M) % change vs. 2012 Market…

Clearing firms

Clearing firms by number of clients.

ETF Intel

This monthly e-newsletter provides financial advisers with intelligence on the top ETFs available in the market. Each month,…

Video: Event Channel Sponsorship

Have your event featured in a dedicated Event Channel within the InvestmentNews.com video section. This sponsorship opportunity allows…

Practice Makeover

Good advisers can become great advisers with just a little push from a coach. But some advisers need…

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print