Subscribe

Former UBS adviser pleads guilty to $5.8 million fraud

former adviser guilty

South Florida resident German Nino, who faces up to 60 years in jail, is scheduled for sentencing in June.

German Nino, a former UBS adviser in Miami, Florida, has pled guilty in federal court to defrauding $5.8 million from a family who maintained several accounts at the firm. He is scheduled for sentencing on June 21 and faces up to 60 years imprisonment.

According to an SEC civil case and a paralle

Subscribe or log in to read the rest of this content.

Related Topics:

Learn more about reprints and licensing for this article.

Recent Articles by Author

Meet the fastest-growing financial firms

Who made it to America’s list of fast-growing employers? Find out in this report.

Bridging the generational divide in finance

With younger generations entering the arena, it’s vital to know how to connect with them.

Fiduciary commitment should be table stakes

Speed and nature of new DOL rule has left many in the insurance industry fuming, losing sight of the impact on ordinary investors

Cresset adds two J.P. Morgan teams overseeing $5B

The two groups were among several former First Republic teams whose exits from J.P. Morgan were announced Friday.

Ascensus buying Vanguard small-business retirement offerings

The company is acquiring the Individual 401(k), Multi-SEP, and SIMPLE IRA plan businesses from Vanguard.

X

Subscribe and Save 60%

Premium Access
Print + Digital

Learn more
Subscribe to Print