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Fund firms ranked by ratio of 3Q sales to assets

Fund firms ranked by ratio of 3Q sales to assets Click column headers to sort fields…

Fund firms ranked by ratio of 3Q sales to assets

Click column headers to sort fields



Rank Complex name (with at least $1B in AUM) Assets 3Q ’07 3Q net flows Sales-to-asset ratio
1 ProShare Advisors LLC 8029 1748 0.27
2 State Street Global Advisors 144842 26259 23
3 Van Eck Corp. 3245 434 19
4 Robert W. Baird & Co. Inc. 1465 209 17
5 Mercer Global Investments Inc. 2273 317 16
6 Manning & Napier Advisors Inc. 3217 394 14
7 Henderson Global Investors Inc. 5899 662 13
8 Ivy Funds Inc. 19891 1999 12
9 Metropolitan West Asset Management LLC 6702 679 11
9 DB Commodity Services LLC 2548 239 11
Data as of Sept. 30; $ in millions. Funds of funds are included except at a Morningstar Inc. category level. Source: Source: Financial Research Corp.

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