IN events

May 12, 14 and 16

Workshop: What You Need to Know About Going Independent

These free one-day workshops aim to help advisers determine if becoming an independent registered investment adviser is the right move.

For more information or to register, go to: investmentnews.com/indyworkshop.

May 20

Webcast: Surviving an SEC Audit

Leading advisers discuss how to prepare for and handle an SEC audit.

Panelists: Richard Marshall, Larry Eiben and Curt Weil

Moderators: Jim Pavia, InvestmentNews editor, and Evan Cooper, InvestmentNews senior managing editor Time: 4-5 p.m. ET

To participate, go to: investmentnews.com/SECwebcast.

Community Leadership Awards

Help us build a better community by sharing stories of advisers who are committed to making a difference in the lives of others. Nominate yourself or an adviser you know. Winners will receive a $10,000 donation to the charity of their choice. The awards are sponsored by InvestmentNews and the Invest in Others Charitable Foundation.

Deadline for entries is June 20.

For more information, go to: Investmentnews.com/ communityawards.