Live updates about broker-dealers from Finra’s annual conference
Follow along with InvestmentNews brokerage reporter Bruce Kelly, who is tweeting about news and trends impacting independent broker-dealers…
Follow along with InvestmentNews brokerage reporter Bruce Kelly, who is tweeting about news and trends impacting independent broker-dealers from Finra’s annual conference in Washington, D.C.
@newsfromIN Finra panel on nontraded REIT valuations: $10 per share, $10, $10then, WHOOPS, it’s $5. That is something we’d like to change.
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra panel: Small BDs sometimes get shut out of due diligence process when asking about nontraded REITs. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra working on new system in which BDs file PP memorandum with regulators 15 days after brokers sell the deal. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
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