Regulation and compliance are two of the most important subjects affecting financial advisers, broker-dealers and the firms that provide products and services to the entire financial community.
The Sarbanes-Oxley Act, the USA Patriot Act and anti-money-laundering bills have imposed stricter disclosure requirements on financial services companies, heightening the attention being given to the compliance issues.
The InvestmentNews Regulatory Alert will keep financial advisers up-to-date on the progress of important legislative issues and explain the impact they will have on their clients and their business in general.
Targeted Circulation
Delivered via e-mail, the first Tuesday of every month to more than 64,000 financial advisers.* The Regulatory Alert has a 30% open rate.*
Advertising Opportunities
• Leaderboard: 728 x 90
• M-rec: 300 x 250
Pricing
Leaderboard and M-rec
Frequency
Rate
1x – 20x
$1,735
21x – 40x
$1,350
41x or more
$1,275
All prices are net
Valid from 07/2011 – 12/31/2011
InvestmentNews InvestmentNews reaches a subscriber base of over 61,397* financial advisers, investment advisers, securities brokers, insurance, accounting,…