SEC: Adviser ‘switch’ delayed to June 28
The SEC made official the delay of the so-called adviser “switch.” Under the Dodd-Frank financial reform law, the…
The SEC made official the delay of the so-called adviser “switch.” Under the Dodd-Frank financial reform law, the transition of advisers with assets under management between $25 million and $100 million was supposed to have begun by July 21. The final rule that the SEC promulgated June 2
Learn more about reprints and licensing for this article.
