SEC delays comment deadline on rules package
Securities regulators have extended until June 18 the deadline for public input on proposed rules that address broker-dealer financial responsibilities.
Securities regulators have extended until June 18 the deadline for public input on proposed rules that address broker-dealer financial responsibilities. The proposed changes, originally issued in March, deal with net capital, customer protection, books and records, and notification rules. For details, visit http://www.sec.gov/rules/proposed/2007/34-55777.pdf
Learn more about reprints and licensing for this article.