SEC expected to limit 12(b)-1 fees
Securities regulators are moving closer to proposing limits on the 12(b)-1 fees that investors pay to mutual funds, according to an InvestmentNews report.
Securities regulators are moving closer to proposing limits on the 12(b)-1 fees that investors pay to mutual funds, according to an InvestmentNews report. The SEC has been reviewing the use of such marketing and sales fees for the last year and has indicated its hope to cap those fees. SEC Chairman
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