SEC: Registration by municipal advisers now required
Last Friday was the deadline for municipal advisers to register with the SEC as required under a temporary rule issued by the agency
Last Friday was the deadline for municipal advisers to register with the SEC as required under a temporary rule issued by the agency. The registration deadline, mandated by the Dodd-Frank Act, comes ahead of a proposed permanent rule. Information filed by such advisers will be made available on the SEC’s website. For more information, including the definition of a municipal adviser, click here.
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