Top tweets from Finra’s annual conference
InvestmentNews’ Jim Pavia, editor, and Bruce Kelly, brokerage reporter, have been tweeting from Finra’s annual conference held in…
InvestmentNews’ Jim Pavia, editor, and Bruce Kelly, brokerage reporter, have been tweeting from Finra’s annual conference held in Washington, D.C. Here are some of the highlights:
Finra panel: avoid investment product specific discussions in social media or networking postings#finra
— Jim Pavia (@jimpavia) May 22, 2012
Finra panel says avoid confusion.the firm’s team needs to convey the same company message when posting on various social media sites.#finra
— Jim Pavia (@jimpavia) May 22, 2012
@newsfromIN Finra panel on nontraded REIT valuations: $10 per share, $10, $10then, WHOOPS, it’s $5. That is something we’d like to change.
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra panel: Small BDs sometimes get shut out of due diligence process when asking about nontraded REITs. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
At finra:panel says pressure is on firms to build customized apps for Facebook. Firms need to think it through and do so with caution#finra
— Jim Pavia (@jimpavia) May 22, 2012
Social media compliance is a hot topic: attendees at finra conf have heads down and are taking tons of notes at panel discussion #finra
— Jim Pavia (@jimpavia) May 21, 2012
At finra: panel says reps must redirect biz questions on their personal social media sites to work sites for recordkeeping obligation#finra
— Jim Pavia (@jimpavia) May 21, 2012
@newsfromIN Finra working on new system in which BDs file PP memorandum with regulators 15 days after brokers sell the deal. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
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