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Goldman gets poison-pen letters
The FBI is analyzing death threats against Goldman Sachs, according to published reports.
Assurant execs put on notice
A specialty insurer said that two of its employees received Wells notices from the SEC's division of enforcement.
Brookstreet reps may be Wedbush-bound
Wedbush Morgan may land 100-plus reps from Brookstreet now that the son's founder has signed on with the firm.
End pensions for congressional felons
With all due respect to President John F. Kennedy, it is time to ask what our country can…
BofA completes acquisition of U.S. Trust
Bank of America Corp. said it has completed its $3.3 billion purchase of U.S. Trust Corp. from Charles Schwab Corp.
Commerce Bank CEO steps down
Commerce Bank N.A. of Cherry Hill, N.J. has announced the departure of chairman and CEO Vernon W. Hill.
HSBC aims to set up shop in China
HSBC Holdings has applied for a life insurance license with a Chinese partner and expects to begin operations in that country by 2008.
Chicago spared more LaSalle layoffs
LaSalle Bank is cutting 100 more jobs than previously announced, but none of the additional reductions will come from the Chicago area.
Cantor to step down from 529 program
Diana Cantor will be leaving her post as founding executive director of the Virginia College Savings Plan, the country's largest 529 program.
Rydex to be acquired by Security Benefit
The Security Benefit Group of Companies today announced it will acquire Rydex Investments.
Woodbury Financial names president
Woodbury Financial Services, a top twenty independent-contractor broker-dealer, has promoted Walter White to president of the firm.
Merrill sued for discrimination
The EEOC has sued Merrill Lynch on behalf of an Iranian national who alleges that the bank discriminated against him.
Fee dispute to be heard by Supremes
The U.S. Supreme Court has agreed to hear a dispute on whether a tax code allows trusts to claim a full deduction for investment management fees.
National Penn Bancshares to buy Christiana
National Penn Bancshares will acquire Christiana Bank & Trust Co. for about $56.5 million in stock and cash.
NYLIM to offer target-date funds
New York Life will launch a series of five target-date funds called the MainStay Retirement Funds.
Dutch top court may lean to Barclays
An adviser to the Dutch high court said ABN Amro can sell LaSalle without shareholder approval.
New York Life names new president
New York Life Insurance Co. said on today that its COO, Theodore Mathas, would add president to his title as of July 1.
Hancock pays $21.2M to settle inquiry
John Hancock will pay $21.2 million to settle an investigation of the firm's failure to disclose revenue sharing schemes.
KKR said to seek B-D license
Looking toward an initial public offering, Kohlberg Kravis Roberts is seeking a securities broker-dealer license, TheDeal.com said.
AXA names VP of funds group
AXA Equitable Life Insurance Co. has named Kenneth T. Kozlowski vice president of its Funds Management group.
