Wealth management entrepreneur cleans up with Perigon acquisition
It's the next step on a journey from cleaning business owner to wealth advisor.
NewEdge becomes new home for $580M JPMorgan team
Dallas-based team of four attracted by RIA's portfolio management credentials.
Employers are investing in workplace financial wellness, but not how employees want it
New report highlights costly disconnect between firms and employees.
UBS launches new wealth unit, leadership changes
Firm is reorganizing its global wealth management operations.
Jeffries ‘well beyond green shoots’ as earnings jump
Investment banking revenue up 59% in second quarter.
Record haul for $54B long-duration ETF amid rate cut bets
Fund attracted $2.7 billion in one day Monday.
Americana Partners takes aim at LatAm wealth opportunity
The $7B RIA has launched a dedicated wealth unit, led by a respected authority and backed by family offices in a key market.
Why transition planning for Asian clients is ‘very complex’
"There's a lot of underserved clients in the space and they need a lot of help," says an advisor to the community.
Making ends meet a worry even for America’s high earners
Fed survey finds three-tenths of high-income consumers are concerned about their finances in the next six months.
A Republican makes a case for ESG and sustainable investing
Despite attacks on environmental, social, and governance data being used, one former Congressman said he is hopeful about climate investing.
Wealthspire Advisors appoints industry veterans to bolster C-suite
The independent RIA unveils leadership additions, including its first-ever chief technology officer, in a redoubled commitment to attract top talent.
Colorado bars advisor over high-risk options trades
"Buying options is fraught with risk for financial advisors," one attorney noted.
Commonwealth swipes $300M planning team from Osaic
Severing a 22-year-old affiliation, the advisory firm with a comprehensive planning focus will serve as an OSJ at the IBD and RIA giant.
SSGA study shows financial advisors going for the gold
Gold has been shining in the past year and advisors are taking notice.
BlackRock to ramp up custom models business with GeoWealth partnership
The TAMP will help expand advisors’ access to BlackRock’s private markets, direct indexing, and fixed income SMAs.
Ex-Sanctuary CEO Jim Dickson launches new firm for growth-focused RIAs
The venture co-founded with Mark Penske, which will take strategic stakes in independent partner firms, is starting strong with a deal to snap up a $3.4B OCIO.
Wall Street banks pick up buyback pace ahead of key Fed tests
The six largest lenders bought back more than $14B in shares in the first quarter as regulators hint at "lite" version of new rules.
Americans more comfortable investing, want to meet their advisor more often
Allianz Life survey also finds less anxiety about the economy than a year ago.
Most workers have a workplace retirement savings plan, but is it enough?
TCRS report finds widespread risk of a less-than-secure retirement.
Compound Planning announces major milestone for its digital family office
New York based firm offers services for high-net-worth investors.
