Displaying 9036 results
Edward Jones head count, assets grow in second quarter
The firm said it is up 42 financial advisors compared to the first quarter.
Real estate surges to new record value
But not everyone is a winner – and here’s why.
Millionaire clients are less likely to invest more with current firm, report reveals
Clients are less loyal than ever, so how can you boost your share of wallet?
Schwab invests in next generation of investment advisor talent
Firm announces its next round of scholarships for those aiming to become RIAs.
Financial services leaders would rather quit than return to the office
Working from home is deeply entrenched in the psyche of many leaders and firms should take note, Deloitte says.
In CEO race, Morgan Stanley hopes for drama-free handoff
Outgoing CEO Gorman wants an outcome in which the rejected finalists stay with the firm.
Why I stepped aside as CEO of Allworth
I’m not retiring nor am I leaving – I’m moving into a position that more closely aligns with my skill sets and passions.
Building a strong culture to inspire your team
As a practice grows, it's harder to make sure that everyone on the team understands what's important to the firm.
‘Location’ isn’t the only concern for advisors recommending real estate to clients
The volatility in publicly traded real estate stocks begs the question as to the best way to allocate to the sector.
Wedbush wealth management had ‘pervasive’ texting problems: SEC
Wedbush staff members sent and received messages related to providing investment advice to the firm's clients, according to the SEC.
Miami firm gains as big banks drop Latin America clients
Insigneo has tripled its staff and increased its AUM to more than $20 billion from less than $3 billion just six years ago.
LPL adds direct indexing to its model portfolios program
The enhancement was announced at the firm's Focus 2023 event over the weekend.
Planning for the possibility of cognitive decline
New research shows that mental deterioration hits some groups of retirees harder than others.
Are AUM fees heading toward extinction?
The asset-based model is the default setting for many firms, but more creative thinking is needed to attract the next generation of clients.
Bill to allow use of 529 funds for advisor credential courses gains more support
More certified financial planners will help more people make better decisions with their money, says advisor.
CEO pay falls, but still 271 times higher than median workers’
Data published by the AFL-CIO reveal the emerging role of AI.
State regulators, PIABA continue to resist Finra’s plan for remote supervision
But LPL Financial, Fidelity back the idea of allowing supervisors to work from home, using technology to oversee reps, as they did during the pandemic.
Allworth’s Hanson, McClain stepping down as co-CEOs
Allworth's board has begun a search for a new chief executive.
SEC bars another advisor involved in church scam
Scams involving members of a group such as a church, known as affinity frauds, pose perils for investors, one attorney notes.
Embrace mobile tech or risk being left behind in next demographic shift
The use of mobile technology is becoming more deeply ingrained in the advisor-client relationship.