Displaying 9037 results
Digital brokerage Ally Invest launches human wealth management
Investors with a minimum of $100,000 can receive financial planning and ongoing guidance from an adviser for an annual fee ranging from 0.75% to 0.85%.
Big GPB fund reports — finally — and posts revenue and income growth
After the partnership missed its deadline to file audited financial statements in 2018 for its two largest private funds, the entire GPB enterprise struggled.
Thinking about selling your RIA firm? Recent sellers share 3 key considerations
Perhaps the biggest concern for RIAs contemplating a sale is how it would affect their employees and clients.
Invesco teaming up with Cerulli to launch Practice Innovation Index
The digital tool gives wealth managers a quantifiable way to see how their firms measure up.
JPMorgan shareholders reject Jamie Dimon’s pay plan
Just 31% of the bank's shareholders supported the pay packages for CEO Dimon and other company executives.
Broker-dealers face risks aplenty, regulators warn
Firms should be watching out for employees chatting on WhatsApp, as well as brokers in need of heightened supervision and complex products being sold to retail customers.
Judge strikes down California board gender quota law
A California law requiring that publicly held companies have a minimum number of women on their boards was struck down on May 13.
Recruiting has gotten off to a sluggish start this year
The pace of industry recruiting has remained lower since the onset of the pandemic and the work-from-home policies and travel restrictions that followed.
Raymond James offers remote company administrative support
The program offers independent branch owners turnkey administrative support from experienced branch associates.
The livin’ is not so easy in the new American summer
The summer’s generally overcast economic and market climate probably presents the greatest challenge for many advisers and their clients.
GMO hires new head of ESG
Deborah Ng will lead and accelerate the firm’s ESG and sustainability-related initiatives.
The latest in financial #AdviserTech — May 2022
This month’s #AdviserTech roundup looks at Orion’s acquisition of Redtail CRM, Advyzon’s launch of its Quantum Rebalancer, RightCapital’s new one-page Financial Plan Snapshot and Vanguard’s partnering with American Express.
What ebbing markets may mean for advisers
Now is the time to make sure you are delivering true adviser value, and that your clients understand what that is.
Jim Hays stepping down as head of Wells Fargo Advisors
After 35 years in the industry, Hays is retiring. He'll be replaced by Sol Gindi, who will also head the Wealth & Investment Management client relationship group.
Fidelity partners with Digital Assets Council on crypto education
Clients of Fidelity Institutional will get a discount on the cost of DACFP's Blockchain and Digital Assets certificate program.
InvestmentNews hosts fifth annual Diversity, Equity & Inclusion Awards
Lifetime Achievement Award winner Eddie Brown recalled starting at T. Rowe Price in 1973 as the stock market went 'straight downhill.' Compared to that, the current market is 'a piece of cake,' he said.
Kamila Elliott shares how firms can increase diversity, equity and inclusion
Speaking at InvestmentNews' 2022 Diversity, Equity & Inclusion Awards, Elliott talked about her journey through the wealth management industry as a Black woman.
The time to market your firm is now
New clients are both the key to growth and to insulating a firm's revenues against a declining market.
FPA creates certificate course in college planning
The Financial Planning Association's four-hour course is intended to help advisers assist families with education decisions.
4 top planning needs for sophisticated advisory firms
How should firms organize, develop and manage their operations to ensure continued success as they grow?
