Errant ex-advisor who lost clients almost $2M hit with 10-year prohibition
Former advisor reportedly put his clients in unsuitable private placements and misappropriated part of a senior client’s $675K investment, among other breaches.
The SEC has handed down a 10-year prohibition against an investment advisor who it said lost his clients millions of dollars after putting them in private placements that were unsuitable for them.
According to the order published June 27, Jacob Glick is a former investment adviser representative
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