To some industry ears, ‘best interest’ may sound like fightin’ words
We’re still waiting for the first major Reg BI penalty to hit. When it does, it could spark controversy.
Securities and Exchange Commission Chairman Gary Gensler is pursuing a long list of priorities that befits his reputation as an aggressive regulator.
As you scroll down the agency’s latest regulatory agenda, you’ll notice pending rule proposals for climate change and human capital management
Learn more about reprints and licensing for this article.
