Displaying 4554 results
Investor advocates call on SEC to end RIAs’ use of mandatory arbitration
'Investors are forced into an arbitration process that’s unfair – a process that too often leaves retirees ripped off by unscrupulous RIAs and then priced out of justice by forced arbitration clauses inserted by folks who are fake fiduciaries,' PIABA president says.
LPL’s Bill Dwyer is back, and he’s pitching AI
'Bill Dwyer is a terrific senior executive and leader, and I can’t wait to see what he does here,' says another executive.
Joe Duran’s Rise venture secures $250 million PE backing
Industry pioneer says there's already a ‘massive desire’ – and a $220 billion pipeline – for firm's plan to help fuel the next generation of RIAs.
OneDigital adds $2B wealth management firm
Deal for WealthSource Partners grows OneDigital’s footprint in nine states.
Focus Financial names new executives
Its new vice chairman and president are both leaders of Focus firms.
Perigon Wealth Management moves up a league to advise sports professionals
Firm will create dedicated division leveraging new agreement with the Premier Sports Network.
Kestra firms merge with plans for further coverage
Two firms in New Jersey and California have united under a single brand.
Advisor’s message to millennials: There is hope
Preparing his finances to become a dad, Kevin Mahoney was taken aback by the amount of research needed. He decided to use his financial knowledge to help fellow new parents
Why PE can’t get enough RIAs
The relatively young market and its reliable, asset-based fees are very attractive to investors.
‘I want hungry people who are willing to do the right thing’
Handpicked early for the top job, CEO Richard R. Hough ‘grew up’ at Silvercrest – now he’s leading the public RIA’s multifaceted growth story.
Top financial advisors in the US revealed
InvestmentNews celebrates 60 dynamic advisors across the country who excel at serving their clients.
Drop in RIA M&A in 2023 likely to be blip in upward trend
'I don’t see this as a harbinger for continuing decline,' an RIA M&A consultant says. 'Instead, I see this as a short-term plateau.'
Raymond James CEO balks at high price of RIAs
'The biggest change in the competitive landscape has been RIA roll-ups that pay prices that we can't quite figure out,' Paul Reilly says.
Allworth adds two firms with combined $621M in AUM
Four advisors and three staffers will join Allworth as a result of the acquisitions.
Everything you need to know about backdoor Roth IRAs
Backdoor Roth IRAs come with many advantages, especially for high earners. But there are disadvantages you need to know
Wirehouse defections far from done, says Verdence Capital CEO
'When was the last time you saw an article that said an RIA is going to a wirehouse?' asks Verdence founder Leo Kelly.
MAI acquires $549M ‘household name’ RIA on the West Coast
The deal is the third this year for the 50-year-old wealth management business.
Performance-based fees gaining ground among advisors, study says
But advisors say traditional AUM fees are still the primary model.
Nominations are open for inaugural InvestmentNews Awards
Do you have what it takes to make the prestigious list?
Captrust acquires $770M Texas RIA
Engrave Wealth Partners, based in The Woodlands, has 10 team members.
