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Edelman buys $425M Oklahoma City RIA
Align Wealth Management, founded in 1994, also has an office in St. Petersburg, Florida.
Advisors increasingly rely on home office models, survey says
With more allocation tools at their disposals, advisors are focusing on planning and growing their businesses, Fuse finds.
Coldstream adds wealth firm and accounting firm
The two Kirkland, Washington-based firms will expand Coldstream’s business in the Pacific Northwest.
Annuities are changing the game for advisors
Experts discuss the advantages of annuities and a handy tool for advisors at a recent webinar.
Carson Group adds Maryland RIA with $300M in assets
Columbia-based FAI Wealth Management was founded in 1987.
Wealth management firms to merge into $750M powerhouse
The two established RIA firms have a combined reach across 40 states.
Wealthspire reels in $6B in assets with GM Advisory purchase
This is Wealthspire's third deal for a registered investment advisory firm this year.
NFP acquires Divergent Wealth Advisors
$675 million team headed by ex-Morgan Stanley alumni helps firm build presence in the West.
Carlyle takes stake in Captrust
After GTCR's 2020 deal for a portion of the RIA, additional private equity money will help the firm continue its buying streak.
Carson Group’s Jamie Hopkins joining Bryn Mawr Trust
‘My personal mission is to enhance the financial security of Americans,’ says Hopkins, who will serve as the firm's director of private wealth management.
Mesirow adds $1.2B firm to wealth management offering
New addition is an employee-owned firm based in Chicago.
SEC regulations give ‘short shrift’ to potential cost for small advisors
Investment Adviser Association files petition pushing agency to make number of staff, not AUM, the deciding factor in defining a firm as 'small.'
Alts platform CAIS keeps building
Since its launch in 2009, CAIS has facilitated over $25 billion in transactions involving financial advisors.
Tom Berthel steps down as CEO of Berthel Fisher B-Ds, remains at holding company
Berthel Fisher has been known to sell a variety of alternative investments, which at times can be expensive and volatile.
Homrich Berg announces C-suite change
Thomas Carroll to replace Andy Berg at the RIA's helm in 2024.
Joe Duran details his next venture at Future Proof
Entrepreneur says Rise Growth, a firm that will provide funding and strategies for the next generation of national RIAs, will launch in 2024.
SEC provides road map for investment advisory firm examinations
'I can’t recall when they’ve been so explicit about what they do and why they choose a firm for examination,' a compliance expert says.
Creative Planning paves multilane road for old United Capital advisors
'We’ll wind up with two completely separate RIAs,' says Creative Planning CEO Peter Mallouk.
Implications of the SEC rulemaking agenda
The more than a dozen major new rules the agency has proposed or finalized will create significant disruption for investment advisors, with substantial long-term implications.
Three wealth firms complete M&A to boost assets by more than $16B
Hundreds of advisors are now with new firms following the transactions.
