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Frustrated large RIAs want more from custodians
In a poll of 29 firms representing a collective $6 trillion in assets, fewer than half reported feeling satisfied with native tools.
Ex-Wells chief Kowach wants 100 advisors at new firm &Partners
The new firm's pay 'is significantly enhanced from the industry norms,' according to an investor presentation.
Giant RIA AlTi Global shoots to boost cash-flow margin
'The streamlining of the business is very critical,' says CEO Mike Tiedemann.
July was strongest month on record for advisor M&A, Fidelity reports
The number of deals increased 46% year-over-year, while the amount of assets grew 32%.
Signature RIA set to open broker-dealer
The new broker-dealer expects to transition up to 30 financial advisors who are currently registered with Osaic.
SageView founder to become chairman as private wealth leader joins as CEO
The firm is expanding its focus on wealth management and retirement plan advisory.
Former Wells Fargo private bank execs gather assets at new firm
Jack Ginter was the president of Wells Fargo's private bank until he left in 2021.
Sequoia Financial acquiring special needs-focused wealth manager Affinia
Burlington, Massachusetts-based Affinia has 10 professionals overseeing $418 million in assets.
Goodbye, Royal Alliance. Hello, Osaic Wealth
The Royal Alliance name and brand had been around since 1989.
Integrated Partners welcomes $225M Colorado RIA as an affiliate partner
PRISM Financial Strategies has a specific niche serving the unique wealth management and advisory needs of women.
RIA with $3.1B leaving Schwab’s custodian for Axos
CG Advisor also has a relationship with LPL's custodian and is looking to partner with a third or fourth custodian.
Top Hybrid RIAs 2023
Here's a list of the biggest hybrid registered investment advisors, based on the data firms report to the SEC on their Form ADV.
Ex-Wells Fargo Advisors chief Kowach launching new firm
'Kowach has been laying the groundwork for this since last year,' says one industry source.
Are AUM fees heading toward extinction?
The asset-based model is the default setting for many firms, but more creative thinking is needed to attract the next generation of clients.
Advisor firms with combined 192-year history join forces with $5B AUM
Deal brings together two of the longest-established US wealth management businesses.
Allworth’s Hanson, McClain stepping down as co-CEOs
Allworth's board has begun a search for a new chief executive.
Hightower partner Fairport Wealth’s AUM reaches $4.5B on acquiring RIA firm
It's the fifth sub-acquisition since Fairport joined Hightower in 2017.
Mercer Advisors acquires $720M high-net-worth focused RIA firm
National registered investment advisor firm expands its Californian presence with latest acquisition.
Another summer rebrand: CI Private Wealth is now Corient
'It's a weird little portmanteau,' one marketing executive said.
Advisors tilt toward ETFs, growth stocks and investment-grade bonds: Fidelity
Advisors hail traditional benefits of ETFs while trend toward aggressive equity exposure shows how 'soft landing has replaced recession.'
