Displaying 4548 results
Stratos Wealth Advisors expands in Ohio
The national RIA adds a two-advisor wealth planning practice, led by a five-decade industry veteran, that oversees more than $100M in AUM.
Carson Group responds to discrimination lawsuit
The company denies allegations that it retaliated against its former chief marketing officer and asked a court to toss her case against it.
From Superbowl stardom to wealth management boardroom
Bennie Fowler, who won Super Bowl 50 with the Denver Broncos, reflects on his new career as Caprock’s director of strategic relationships.
Steward Partners adds foothold in Florida with $320M ex-Merrill team
The national RIA is getting its first Naples, Florida location with a women-led planning practice headed by a 40-year industry veteran.
The Externship adds bonus experience hours from CFP Board
The virtual training program’s enhanced credit, starting in summer 2024, helps lower a key barrier for aspiring CFP certificants.
What is Carson Group without Carson?
Leadership changes and damaging lawsuit happened just as the company's founder stepped out of the CEO role.
Amid mixed economic outlook, RIAs eye guaranteed investment solutions
Research lifts lid on RIAs' use of annuities, growth strategies, and opportunity to take wallet share from banks.
Cetera affiliate Wilde Wealth bolsters ownership group
The Arizona-based planning firm with more than $3.4B in AUA hails the development as a strategic "win-win."
Orion taps fintech vet Ron Pruitt as new president
The industry veteran brings an extensive wealth of experience built up over 25 years, including a key executive position at Envestnet.
Fairport Wealth extends farewell to industry icon Heather Ettinger
The visionary leader and crusader for women’s financial progress has been instrumental in the Ohio-based RIA’s growth since inception.
Waverly snaps up $310M advisory firm in Georgia
The deal gives the growth-focused RIA’s 20th location in the US, and its 14th transaction since receiving a significant equity investment.
Modern Wealth marks first anniversary with twin acquisitions
The RIA aggregator caps off its first year of strategic growth by snapping up two East Coast firms worth more than $570M in assets combined.
Caprock drafts ex-NFL pro to advance growth ambitions
The ultra-high-net-worth RIA is tapping a former wide receiver for the Denver Broncos to advance into new markets.
Robertson Stephens welcomes Colorado-based RIA
The firm has added a new location in Colorado Springs with its latest move in the Western US.
Mercer Advisors names principal to lead M&A integration
The RIA giant is redoubling its inorganic growth focus as it elevates Martine Lellis to a newly created leadership role.
Avantax snaps up $400M Pennsylvania team
Previously with Stratos Wealth Advisors, the new hires in the Northeast include three veterans with over 80 years of combined industry experience.
Summit strengthens Southwest presence with $370M UBS team
The RIA is bolstering its partnership model as it helps the breakaway team, led by a 25-year veteran, launch their own high-net-worth firm.
What will the end of noncompete agreements mean for advisors?
A bill in New York City, in addition to the new FTC rule, could be good news for restless advisors.
Freestone signs industry veteran in war for RIA talent
The Seattle-based wealth firm’s latest hire comes with a professional history at big names like Goldman Sachs, UBS, and Wells Fargo.
Edelman snaps up $453M investment advisory firm
The Washington-based firm catering to medical and technology professionals gives the RIA giant an additional foothold in the Pacific Northwest.
