Displaying 4554 results
Commonwealth becomes latest IBD to invest in adviser firms
The firm is introducing an effort to buy minority stakes in the financial advisory firms that use its brokerage and RIA services.
Post-Roe environment calls for finesse and wisdom from advisers
The Dobbs decision threatens uncertainty for many of our clients but it also can bring out our professional best when we help them craft the safeguards they deserve.
Fisher Investments manager to auction record-breaking homer ball
The bidding on the ball from Aaron Judge's record-breaking 62nd home run of the season will take place Nov. 29.
As financial markets dampen RIA valuations, buyers get creative with deal structures
A report from DeVoe & Co. shows dramatic drop-off in fourth-quarter deals, but the biggest buyers say they are as busy as ever.
Ritholtz Wealth Management hires its first company president
Jay Tini joins Ritholtz from Vanguard, where he was divisional sales manager, for his first job at an RIA.
Morgan Stanley rep goes RIA with $5 billion book of business
Jim Martin left $4 billion worth of client assets behind when he formed Nordwand Capital, but he says it was all part of the plan.
Choreo to acquire $1 billion Cherry Bekaert Wealth Management
The deal expands Choreo’s footprint in the Southeast; the firm said it’s also entering a strategic relationship with an affiliated firm, Cherry Bekaert Advisory.
Activist investor challenges Envestnet’s poor stock performance
Hedge fund Impactive Capital is threatening a proxy fight in an effort to secure a seat on Envestnet's board.
Demand for alternative investments points to major portfolio reallocations
Changing regulations are combining with technology to potentially push $10 trillion into alt strategies by 2030.
FPA honors three planners with awards
The ‘Heart of Financial Planning’ award to go to Shawn Jacobson, Mark Prendergast, Celeste Revelli.
Former chief compliance officer at RIA guilty of $500,000 fraud
According to several news websites, Jennifer Campbell had worked at Pratt Collard Buck Advisory Group, a firm in Buffalo, New York, that closed at the end of last year.
CI Financial to separate US, Canada units as debt concerns rise
The Toronto-based firm said it will use the proceeds of the planned IPO of its US wealth management unit to improve its balance sheet.
Adviser duo managing nearly $500 million join Lincoln Financial
Scott LoPresti and Dean DiPierro, based in Croton-on-Hudson, New York, previously were affiliated with LPL Financial.
Edelman Financial Engines focuses on tax planning
Last year, the firm acquired Viridian Advisors, which specializes in comprehensive financial planning and tax planning.
No fee model is perfect: RIA Summit 2022
The goal is for independent registered investment advisers to explain to clients simply and transparently what they're paying for services provided.
Bluespring acquires Mississippi hybrid
WealthPartners, which oversees assets of $500 million, primarily focuses on high-net-worth individuals and families.
TAMPs and fee-based annuities headline first day of RIA Summit 2022
Turnkey asset management platforms can help advisers grow their practices, panelists say.
Recruiting slows in Q3, with moves down 4.4% vs. 2021
High inflation, poor market returns, rising interest rates and their anticipated impact on the economy may have advisers staying put.
Raymond James launches professional network for veterans
The Veteran Financial Advisors Network supports vets in developing their businesses and careers.
What’s behind the phenomenon of advisers behaving badly?
Greed alone doesn’t explain the appalling acts some advisers commit against their clients.
