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Focus Financial on track for ‘successful’ year for RIA M&A: Adolf
The firm has announced 24 registered investment adviser transactions so far this year and is likely to announce more deals before year-end, the CEO said.
Northwestern team switches to Raymond James
The group at Sovereign Wealth Strategies Group manages $200 million in Colorado Springs, Colorado.
ETF strategy that avoids noise of open markets will arouse adviser curiosity
NightShares bets on the serene sophistication of markets that are closed to beat the indexes by sitting out the action during the day.
One Digital adds New Jersey wealth management firm
The deal for JFL Total Wealth Management, which has $300 million in AUM, brings One Digital's total assets to approximately $108.1 billion.
Swiss private equity conglomerate targets wealthy US advisory clients
Partners Group, a $131 billion PE operation, is building out its US footprint with the launch of Private Wealth.
$200 million indie moves to LPL from Securities America
Barney Financial Services will use LPL’s broker-dealer and RIA platforms through JFC Advisor Network.
Savant acquires Pennsylvania-based RIA
SFG Wealth Planning in Doylestown has $286 million in AUM and six employees.
Edward Jones rep managing $195 million goes indie
Blaine Franklin joins Raymond James Financial Services as owner of Blaine P. Franklin Financial Services in Rifle, Colorado.
Morningstar Wealth jumps into the direct indexing game
The new platform will leverage technology to help financial advisers move clients onto the platform for personalization and tax management.
Liquid alts funds see inflows while mutual funds see record outflows
With the old-school mutual fund wrapper continuing to suffer during the down-market cycle, alternative strategies represent a lone bright spot.
Twitter hysteria over Musk ownership has advisers reassessing value of the platform
As the $44 billion acquisition sparks extreme reactions for and against the new owner, fintwit considers whether tweeting is still worth all the fuss.
UBS team managing $1.7 billion joins RBC
The five-adviser, 16-person group known as The Promus Wealth Management Group has joined RBC Wealth Management in Indianapolis.
Maine practice managing $170 million opts for Arkadios
Downeast Private Wealth, led by Lena-Jo Hartley, was affiliated with Investacorp for almost 25 years.
Financial services firms leave billions on the table by overlooking women investors
A report details unique needs and investing perspectives of women and estimates that failing to tailor products to their needs cost the industry about $14 billion last year.
How advisers should navigate this bear market
Guiding jittery clients through rough financial patches is one of the most important things advisers do, but they need to keep themselves from being emotionally drained by the effort.
Merrill adviser family managing $540 million moves to RBC
Teams led by Bill and Bruce Sandry make the switch to RBC Wealth Management’s Davenport, Iowa, office.
Clock is ticking on 9.62% I bond yields
Financial advisers have until Nov. 1 to help clients lock in the current rate, which drops by a third to 6.48%.
Big firms propelled soaring profits for RIAs in 2021
The high profitability seen last year proved especially rewarding to the owners and partners of top firms.
Fidelity ramps up efforts to offer direct indexing through financial advisers
The asset manager's new platform is aimed at financial intermediaries who want to offer their clients customized separately managed accounts.
Midterm elections a matter of personal politics for financial advisers
Advisers surveyed preferred that Republicans control Congress when it convenes in 2023 by a margin of 60% to 25%.
