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UBS nabs Merrill advisers managing $1.3 billion
Three make the switch in New York City and two will be based in Paramus, New Jersey.
10 advisers managing $2.85 billion join UBS from Merrill
The advisers, who work with high- and ultra-high-net-worth families and institutions, join the firm in Washington, D.C.
OneDigital buys $1 billion New Jersey wealth management firm
KB Financial Partners and KB Financial Advisory Partners has 28 employees and three offices.
Market pullback, recession threat send more financial advisers to alternatives
In an RIA Lab discussion of what investors should expect from alternative investments, panelists note that fees are high and liquidity is limited.
Mariner Wealth Advisors buying $256 million Pittsburgh-based firm
Executive Wealth Counselors will assume the Mariner name when the deal closes at the end of the month.
$1 billion California team joins Private Advisor Group
Irvine-based AK Financial Group will transition its RIA to Private Advisor Group's.
Women-led $340 million team pivots to LPL from Ameriprise
Rubino Skedsvold Moran & Associates, which is based in Portland, Oregon, will use the firm’s RIA and custodial platforms.
Miracle Mile Advisors gets new PE backer in conjunction with $1.2 billion deal
The LA-based RIA notches its biggest deal to date with the purchase of Karp Capital Management, and with Corsair Capital taking Merchant's ownership stake, the deals are expected to get even bigger.
Wealth Enhancement Group acquires $1.6 billion RIA
Milwaukee, Wisconsin-based Sadoff Wealth Management was founded in 1978 by Ronald Sadoff.
Advice-only planning exposes what’s wrong with asset-based fee models
The planning industry won't truly distinguish itself from the old-fashioned brokerage industry until it stops linking fees to investment portfolios.
Duo managing $298 million at Wintrust shift to Baird
Scott Park and Aimee Morrin join firm’s Oak Brook, Illinois, office.
The decline of internal succession in the age of integrators and aggregators
Remember that almost any carefully developed plan is going to be better for your family, employees and clients than to have no plan in place at all.
Investors see inflation as top concern
Research from State Street Global Advisors exposes a generational divide when it comes to seeking out financial advice.
Scorching hot August for RIA M&A: Fidelity
New opportunistic buyers continue to enter the space, while serial buyers, those aggregators who have long dominated the market, are reportedly becoming more selective.
Single-stock ETFs take the field but many yellow flags are falling
Regulators, analysts and financial advisers worry the easy access to enhanced performance will hurt unsophisticated investors.
AmeriFlex RIA acquisition model aims to keep sellers on board
The aggressive startup has plans to acquire more than 300 RIAs within three years, and its model even includes an option to reverse the sale of an RIA.
Tax ‘advice’ more important than ever
Advisers who help business-owner clients steer clear of possible tax traps in coming years will be performing a service unlikely to be forgotten.
As rate hikes slow mortgage refinancing, ETF rides to a 27% gain since January
The FolioBeyond Rising Rates ETF, which launched in October, is gaining appeal for advisers as it nears the $100 million mark.
Smaller RIAs weathered the pandemic better than larger firms, DeVoe reports
The key to success is maintaining employee connections and getting people back to the office.
5 questions advisers should ask to make SEC audits as seamless as possible
By using a proactive approach, firms not only save time and minimize risk, but they also instill confidence into their team from the top down.
