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10 fee-only RIAs with the most advisers in 2022
How many financial advisers do registered investment advisory firms need when they manage tens of billions or even hundreds of billions in assets?
House committee presses Wells Fargo rep on Biden family deals
Rep. James Comer is calling on Edward Prewitt, who advised Hunter Biden, to provide information related to deals that triggered suspicious activity reports.
Ken Van Leeuwen works with clients in two underserved niche areas
The adviser targets younger corporate executives and parents whose children have special needs.
Secrets to success for RIAs
Schwab’s annual benchmarking study shows top-performing firms are more likely to use such tools as marketing plans and ideal client profiles.
Raymond James hanging onto RIA assets of shifting advisers: Reilly
Raymond James said that its head count of private client group financial advisers was 8,616 at the end of June, an increase of 203 compared to a year earlier.
Market downturn shines new light on pros and cons of stock options
In the wake of the 12-year bull market, some financial planners and clients are getting their first look at the flip side of equity compensation.
Captrust rejoins the M&A game with $4 billion deal
The addition of Frontier Wealth Management marks the first acquisition of 2022 for Raleigh, North Carolina-based Captrust.
Drawn to specialize in serving innovators and entrepreneurs
Flavia Trento says an 'accident in geography' opened her eyes to the opportunities in the innovation economy.
Carson Group snags another exec from LPL
Former LPL exec Burt White recruits Ryan Detrick for Carson Group's newly created role of chief market strategist.
Breakaway RIA affiliates with Sanctuary Wealth
Ronan O'Byrne, who managed $230 million at Fieldpoint Private Securities, has formed Crescent Pine Family Office in Rye, New York.
MAI Capital bulks up sports and entertainment planning with West Coast deal
Once the acquisition of Intersect Capital closes, working with professional athletes and entertainers will make up 20% of the $13.4 billion Cleveland-based RIA's business.
Acquired RIAs are becoming the new acquirers
The latest research from DeVoe & Co. highlights the emerging trend of sub-acquisitions, which are on track to set a record this year.
Schwab benchmarking report shows strong RIA growth, hiring challenges ahead
The 16th annual study, which compiles data from more than 1,200 firms managing a combined $1.8 trillion, shows top-tier firms succeed through efficiencies.
Schwab turns page, changes decades-old name of RIA
The firm rebranded its registered investment adviser, formerly known as Schwab Private Client Investment Advisory Inc., as Schwab Wealth Advisory Inc.
Eight advisers managing $355 million affiliate with Kingswood US
Two advisers came from Merrill Lynch, others from independent brokerages.
Mariner boosts focus on breakaways by acquiring Financial Services Network
The deal adds $26 billion under advisement and more than 400 advisers to Mariner's existing back-office platform.
RIA consolidation on track for another record year, Echelon reports
Three straight quarters of declining deal volume doesn't derail the bigger M&A trend in wealth management.
Adviser helps millennials save for retirement — and see the world along the way
Richard Cooke has found a niche serving clients just like himself — millennials who love to travel.
Citizens Financial to acquire New Hampshire RIA
The bank will buy select assets and liabilities of Paladin Advisors, a Kensington, New Hampshire-based firm.
Fidelity’s outgoing RIA boss, David Canter, joining Bluespring Wealth as president
After a decade at Fidelity, Canter will take over leadership of Bluespring, the RIA roll-up subsidiary of Kestra Holdings, with a focus on M&A, firm strategy and organic growth.
