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Creative Planning acquires $440 million Arizona firm
Hatton Consulting is a Phoenix-based wealth management firm that was founded in 1999.
Creative Planning buys $1.9 billion RIA, New Orleans-based Resource Management
Over the first three months of 2022, the RIA aggregator announced six acquisitions of wealth management firms with close to $5.7 billion in AUM.
Flat fees gain traction among advisers critical of asset-based pricing
While the financial planning industry clings to the more lucrative asset-based fee model, a steady push toward flat fees is gaining steam.
WA Asset Management acquires $270 million RIA
Both WA Asset Management and the firm it acquired, Clark Financial Advisors, are based in Birmingham, Alabama.
Homrich Berg adds $1.3 billion Atlanta-area RIA
The acquisition of Oakbridge Partners will push Homrich's assets to nearly $13 billion. The deal is expected to close next month.
Hightower takes stake in $2.7 billion RIA
Purchase, New York-based Altium Wealth Management specializes in direct indexing.
Morgan Stanley spins off $15 billion RIA business
The asset sale suggests Morgan Stanley won't be following some competing Wall Street firms that are migrating toward the RIA space.
Will 2022 see an RIA white whale — a mega mega-deal?
When will one of the 40 or so large strategic buyers of registered investment advisory firms emerge from the depths to swim with another?
Creative Planning acquires $1.8 billion RIA
Burlingame, California-based Emery Howard serves Silicon Valley
Pennsylvania RIA loses to SEC in 12b-1 fee trial
According to the SEC, Ambassador Advisors generated at least $777,000 in fees by investing in 12b-1 share classes when other share classes were available for the same mutual fund.
Allworth Financial acquires $991 million St. Louis RIA
Horseman Group’s 13-member team works from three Missouri offices and serves more than 1,600 households.
Niche practice designed around women leaves nothing to chance
Ann Alsina kicks off the Women Adviser Summit by inspiring women to find their own niche.
Raymond James adds Morgan Stanley duo managing $175 million
Naples, Florida-based John Patat and Joel Gravina will operate as Focus Wealth Management of Raymond James.
Retirement planning is anything but normal in a post-pandemic world
One important aspect of retirement planning that hasn’t changed — and is likely never to change — is the need for advisers to be forthright with their clients, especially about matters relating to longevity and income adequacy.
Financial advisers starting to view economic outlook as a glass half empty
The results from the most recent InvestmentNews survey shows sentiment is turning south.
Two years later, financial services firms still searching for balance on remote work
Some of the biggest brands in wealth management are trying to figure out what normal looks like, and how and whether it makes sense to bring employees back to the office.
Sanctuary Wealth takes stake in $400 million Indianapolis RIA
Frank Esposito and Niki Woodworth operate as EverNest Financial Advisors.
Private Advisor Group buys $1.86 billion Minnesota RIA
The deal for Investors Financial Group suggests that Morristown, N.J.-based Private Advisor Group is in growth mode.
Wealth Enhancement buys California RIAs
Napa Valley and TrueNote, which are led by Kelly Crane, oversee more than $400 million in client assets.
First rate hike since 2018 has advisers adjusting client portfolios
Some market watchers see the quarter-point hike as not enough to slow inflation or economic growth.
