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Kayne Anderson Rudnick deepens San Francisco advisory bench
The firm strengthens its team in California as it welcomes a new advisor with a background supporting ultra-high-net-worth clients.
New Cerulli study sheds light on advisors going independent
Cerulli’s study revealed approximately one-third of IBD advisors (32%) have considered opening an RIA in the past year.
EP Wealth scores sports-focused advisors from RBC
The fee-only RIA’s newest advisors in California cater to high-net-worth individuals and athletes at the pro and college levels.
SEIA eyes expansion with largest-ever acquisition
The independent RIA’s deal for a Cleveland-based firm with $2B in assets would mark its maiden expansion into the American Midwest.
Janney expands Eastern US profile with veteran advisors
Ex-Baird advisor in North Carolina and Wells Fargo alum in Maryland together reported managing more than $600M.
Michael Nathanson named new Focus CEO
After several months as president, Nathanson is taking over the chief exec position at the wealth advisory giant from Dan Glaser.
Are advisors operating ‘above or below the line’?
CEO of GYL outlines how advisors can stay fresh and relevant.
Freestone strengthens San Francisco office with veteran hire
The advisor joins the independent in California with 30 years of industry experience, including tenures at Goldman Sachs and UBS.
Are RIAs failing their clients?
Advisors respond after report suggests clients are not having enough input into the advisory experience.
Leading through innovation – with Tom Ruggie of Destiny Wealth Partners
Uncover the key initiatives behind Destiny Wealth Partners’ success and how it became one of the fastest growing fee-only RIAs.
Cetera names new head of corporate development
With a successful record at Avantax, Wall Street veteran Michael Molnar is set to lead the RIA's M&A and advisor succession planning strategy.
Advisor recruiting getting “irrational,” says Ameriprise CEO
"I do believe that the market is very competitive," says Ameriprise CEO Cracchiolo.
Investors want ‘more personalization’ when it comes to ESG
Greenwashing scared off many investors but advisor says the key is helping clients gain a deeper understanding of what matters to them.
Solid start to wealth management deals in 2024: report
"We’re seeing continued deal flow of mid-sized and smaller RIAs, along with broker-dealers, too," one banker said.
Ritholtz Wealth expands its California footprint
The $4B RIA has announced the opening of a new office branch in Los Angeles, led by a 15-year industry veteran.
Alpha Capital taps industry vet as portfolio management lead
The outsourced family office, headquartered in Colorado, is welcoming an UHNW wealth advisor who managed more than $500M at Northern Trust.
Captrust M&A head Benton reveals departure plans
The four-decade veteran behind the firm's inorganic growth strategy is departing to start his own business.
Pioneering a fee-only future in wealth management – with Lynn Chen-Zhang of Zhang Financial
Discover how Lynn Chen-Zhang’s commitment to a fee-only model and a client-centric culture earned her a place on InvestmentNews’ Hot List of 2023.
RIAs considering more private credit in portfolios: Study
Advisors like its high yield potential, better risk-adjusted returns and diversification benefits, according to the survey.
Miracle Mile names new chief investment officer
The Los Angeles-based RIA’s latest hire will steer its investment research initiatives as the firm continues to court high-net-worth clients.
