Displaying 4548 results
SEC dings Minnesota investment manager over pay-to-play conflict
'Is four grand really going to influence a politician’s thinking?' one consultant asks.
Apella seals deal for $464M advisory team
The fast-growing RIA’s addition of the Virginia practice marks its 17th acquisition.
Summit sharpens HNW focus with souped-up alts platform
RIA unveils partnerships with leading tech and alts providers to arm advisors with a range of alternative investment options.
Risk analytics software: should your RIA firm have one?
Since the advent of Big Data, more RIA firms are turning to risk analytics software. Should this be part of your RIA tech stack? Read on to find out.
30 percent of management’s time should focus on organic growth, Duran says
Entrepreneur kicks off InvestmentNews’ RIA Activate with message to business leaders before industry executives discuss how to attract NextGen advisors.
The next big challenge advisors face
'This war of human capital isn't going to get better, it's going to get worse in my opinion,' RIA exec says.
Choreo names new chief investment officer, bolsters senior leadership team
A total five new leaders have been appointed at the $24.6B firm this month.
RIAs’ outlook on economy lukewarm, survey shows
Inaugural study finds more than two-thirds expect at least mild growth in the stock market, while nine-tenths brace for continued volatility.
Changing the narrative for women in wealth
‘Wealth-building is the final frontier of feminism,’ says Hilary Hendershott of Hendershott Wealth Management
Keeping families together
The psychological aspect of wealth transfer is just as important as the financial aspect, if not more so, advisor says.
Diversify scores fourth 2024 acquisition with $645M firm
The Delaware-based fee-only practice, led by a veteran with 25 years of experience, is joining the RIA’s partner platform.
F.L.Putnam eyes a slice of high-net-worth trust service pie
The Massachusetts-based RIA is expanding its wealth management offerings with a key deal in New Hampshire.
RIA Waverly scoops up $700M investment boutique
The fee-only RIA builds on its acquisition streak so far this year with its first foothold in Charlotte, North Carolina.
Fortis Capital Advisors acquires Chicago-based father-daughter firm
New addition expands the RIA firm’s national footprint.
Ron Carson stepping down as CEO of namesake RIA
The founder of the national wealth firm is handing over the reins to Burt White, former chief investment officer at LPL.
Cerity Partners strikes upper-high-net-worth deal
The Chicago-based RIA’s union with Denver-based Agility, a well-regarded OCIO service provider, will vault it past the $100B AUM mark.
Focus announces another Colony Group merger
The wealth network’s hub strategy continues with the assimilation of Tennessee-based InterOcean Capital Group.
Dynasty CEO on his fight against inertia – not the wirehouses
Independence and being one’s own boss are what it’s all about for Shirl Penney, who stresses the fact that that Dynasty’s technology was built for ‘a business owner who happens to be an advisor’
Savvy Wealth adds advisor with focus on clients with real estate assets
The firm's latest recruit was previously with Prosperity.
Florida RIA rolls out tax and accounting service
Graham Capital has a new sister firm, focused on bookkeeping and tax preparation, led by a professional with three decades of experience.
