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Pennsylvania family office celebrates $5B AUM milestone
The CEO of the firm founded by former Wells Fargo private bank execs says its record two-year organic growth is due to its ‘truly independent, entrepreneurial approach.'
MassMutual B-D gooses advisors with new bonus
MML Investors Services reps can earn an "advisor growth bonus" this year that rewards net new assets.
Texting employees land RIA with $6.5M SEC fine
Multiple incidents of using personal text communications were discovered.
Homrich Berg announces new leader for $16B team of advisors
Firm hires former Bernstein Private Wealth Management office leader.
Team with shared mindset launches new RIA with tru Independence
Four advisors start their new venture in Indianapolis.
Washington advisor claims victories in Hightower noncompete saga
The legal skirmish has taken several turns, including a temporary restraining order and a decision kicking the case back to the state level.
Cambridge Investment Research chases RIA assets
The firm is paying up to recruits if they move client assets to its in-house money management system.
Focus chugs along with hub merger strategy
The latest intra-network consolidation, involving a HNW and retirement plan practice in Illinois, is set to form a $14.5B wealth firm.
EP Wealth snaps up $1.2B California practice
The RIA's acquisition of Wacker Wealth Partners, its second deal this year, bolsters its presence in the state’s Central Coast region.
OneSeven welcomes $190M advisor to its growing network
An Ohio-headquartered RIA's newest partner is joining from Edelman Financial Engines.
Former AssetMark CEO Ahluwalia joins Hightower as president
RIAs should have ‘quality leadership teams,’ says Hightower CEO Bob Oros.
OneDigital snaps up Texas-based wealth and retirement practice
The deal, the RIA's third this year, broadens its presence in the south-central US.
Sanctuary welcomes UHNW duo from Merrill
The firm adds a $700 million breakaway practice in North Carolina.
Creative Planning lands $2.2B wealth powerhouse
Texas-based ML&R Wealth Management has been operating for more than 25 years.
Clearstead acquires $5B wealth firm
Deal for Virginia-based wealth and investment manager will result in an organization with $44 billion in AUA.
Stratos swipes $500M team from RBC
The RIA adds a multigenerational advisor practice to its network in its first foray into northern Nevada.
AlTi strikes deal for $5.6B East End Advisors
Firm extends ambitions for its ultra-high-net-worth business as it deepens its foothold in key family office center.
‘In my ethos, it’s about … how you impact the world’
An attorney by background, Grant Rawdin says a dedication to the client’s best interests is at the heart of what he does.
Wealth Enhancement Group gains ground in Florida
The firm has acquired a $226 million RIA, landing its 12th office in the Southeastern wealth hot spot.
Women and CPAs are in focus at RIA Choreo
"It's smart to align with a proven center of influence, CPAs," an industry consultant says.
