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Search Results For: securities and exchange commission
DEAL WATCH: NO HEDGING HERE: ACQUIRER OPENS ITS BOOKS FOR AN IPO; ASSET ALLIANCE TO RAISE $100 MILLION IN STOCK OFFERING THAT WILL FUEL HEDGE FUND ACQUISITIONS
WEEK IN REVIEW
CONGRESS PAYS ATTENTION: CITIGROUP DEAL REVIVES REFORM
AT THE BELL
FEDERATED SETTING IPO PACE: OTHER FIRMS WATCHING TO SEE IF NOW’S THE TIME TO TAKE STOCK TO MARKET
BRAIN DRAIN BATTERS SEC: RUMOR HAS IT EVEN BARBASH MAY JOIN DEFECTORS AS AGENCY FIGHTS EXODUS TO PRIVATE SECTOR
AT THE BELL
MASON PAVES WAY TO HIGHER STOCK VALUE: STREET IS BUYING BROKER’S ASSET MANAGER IMAGE
FEDERATED SETTING IPO PACE: OTHER FIRMS WATCHING TO SEE IF NOW’S THE TIME TO TAKE STOCK TO MARKET
BEA ASSOCIATES LEADS WAY IN SELLING CLOSED-END FUNDS RIGHT TO INVESTORS: USES BANK-OWNED FIRM TO PEDDLE ITS WARES
MERGER HELPS BREACH GLASS-STEAGALL’S WALLS
I HEAR YOU’RE CALLING, BUT I CAN’T LISTEN IN
CONFERENCE CALL: THEORY OF FUND MULTIPLICATION: IF YOU LIKED THE OLD ONE, YOU’LL LOVE THE NEW
FIGHT OVER WHETHER TO FLAG MAJOR EVENTS TO INVESTORS: SEC PROPOSES, FUNDS OPPOSE
WEEK IN REVIEW
MUTUAL FUND PLACES BET ON PRIVATE EQUITY: PLAY WITH THE BIG GUYS FOR A MERE $1,000
AT THE BELL
SEC SNIFFS AT MART COSTS: SUPERMARKETS UP AGAINST REGULATORS FOR FIRST TIME OVER 12(B)1 FEE DISCLOSURE
CONFERENCE CALL BARBASH WARNING: TITANIC WAS BIG, TOO
EDITORIAL: SHEDDING SOME LIGHT ON MUTUAL FUNGUS
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