Displaying 850 results
Dynasty Financial welcomes breakaway team in Virginia
The newly launched independent firm, previously managing $750 million at Wells Fargo, extends Dynasty’s reach in the East.
LPL adds $215M advisor pair in California
With more than six decades of collective industry experience, the advisor duo are coming over from Securities America, a unit of Osaic.
Stratos Wealth Advisors expands in Ohio
The national RIA adds a two-advisor wealth planning practice, led by a five-decade industry veteran, that oversees more than $100M in AUM.
Steward Partners adds foothold in Florida with $320M ex-Merrill team
The national RIA is getting its first Naples, Florida location with a women-led planning practice headed by a 40-year industry veteran.
LPL bags $4.6B mega-advisor team in North Carolina
The broker-dealer supercharges its network in the east with a roughly 100 advisor team formerly from Lincoln.
LPL swipes $705M advisor duo from Merrill Lynch
The breakaway pair are joining the brokerage giant’s HNW-focused employee advisor arm in Oklahoma.
LPL onboards $210M advisor from Ameriprise
The IBD is expanding its presence in Florida with a planning and wealth management practice focused on LGBTQ+ clients.
Stratos swipes $500M team from RBC
The RIA adds a multigenerational advisor practice to its network in its first foray into northern Nevada.
Kestra Financial unveils partnership with $600M firm
Based in New York, the multigenerational HNW practice expects to build on its meteoric growth record while elevating its service offerings.
Raymond James adds teams from Morgan Stanley, UBS
The firm welcomes a $350 million duo in New England, and an advisor in Florida who had managed a $235 million book.
UBS ushers in $220 million Wells Fargo rep
Garth Allan, who joins the firm in Newport Beach, California, delivers personalized investment planning and comprehensive wealth management advice.
Team managing $155 million moves to LPL from Cetera
Menninger & Associates Financial Planning, based in Norristown, Pennsylvania, will use the firm’s broker-dealer, RIA and custodial platforms.
Morgan Stanley rep managing $150 million opts for B. Riley
David B. Whitacre joins the firm in Chicago after a decade with the wirehouse.
Adviser duo managing nearly $500 million join Lincoln Financial
Scott LoPresti and Dean DiPierro, based in Croton-on-Hudson, New York, previously were affiliated with LPL Financial.
Recruiting slows in Q3, with moves down 4.4% vs. 2021
High inflation, poor market returns, rising interest rates and their anticipated impact on the economy may have advisers staying put.
Northwestern team switches to Raymond James
The group at Sovereign Wealth Strategies Group manages $200 million in Colorado Springs, Colorado.
Edward Jones rep managing $195 million goes indie
Blaine Franklin joins Raymond James Financial Services as owner of Blaine P. Franklin Financial Services in Rifle, Colorado.
UBS team managing $1.7 billion joins RBC
The five-adviser, 16-person group known as The Promus Wealth Management Group has joined RBC Wealth Management in Indianapolis.
Maine practice managing $170 million opts for Arkadios
Downeast Private Wealth, led by Lena-Jo Hartley, was affiliated with Investacorp for almost 25 years.
Merrill adviser family managing $540 million moves to RBC
Teams led by Bill and Bruce Sandry make the switch to RBC Wealth Management’s Davenport, Iowa, office.
