Displaying 53 results
Follow the rules, ask questions when using gen AI, Finra tells firms
Amid growing use of generative AI and large language models, the regulator is issuing a crucial reminder for its members.
What’s the deal with DIY investing?
An increase in retail investors over the last four years begs the question: what’s makes it so popular? Advisors weigh in.
Nvidia’s investment case will last for years, says “Big Short” portfolio manager
The $430B slide in the vaunted AI stock hasn't scratched the long-term story, according to Steve Eisman.
The AI jobs threat is biggest for banking, says Citi
Some two-thirds of jobs across the sector could be automated or augmented by the technology.
Nvidia topples Microsoft to become the world’s most valuable company
The chip giant's shares have been on an unrelenting tear as AI fever continues to grip investors.
Off-channel communications a struggle for most financial firms, says global report
Annual study unpacks compliance headaches and concerns around WhatsApp, electronic communications, social media, and AI.
Cathie Wood’s Ark missed Nvidia tech rally but eyes other AI wins
Fund sold Nvidia at $400, missing the surge to $1200.
Younger Americans think AI will help advisors improve financial planning
But older generations are skeptical about how good technology will be.
AI vs. human advice: which one wins consumers’ trust?
New Finra research peels back the layers on consumer sentiment and use of artificial intelligence for financial and investment advice.
SEC wants to ensure investment advisory industry is clear about AI
Regulator to hold a virtual public meeting on the future of the industry.
Asset managers use of AI in marketing to advisors is ‘years away’
Report shows modest use of AI in intermediary distribution-related data initiatives.
Blowout Nvidia forecast sends investors searching for more AI winners
Another blockbuster earnings report from the chipmaking giant raises the appeal for other AI-linked plays.
Nvidia in focus as last hurdle in tech earnings victory lap
With Magnificent Seven stocks riding high, all eyes are on the AI chip giant as investors anticipate another earnings beat.
Sanctuary names Envestnet’s Robert Coppola as new CTO
The growth-focused RIA is advancing its digital strategy for advisors, including plans for AI and enhancing its TAMP and fee-for-planning platforms.
JPMorgan unveils AI training push for new hires
The transformational technology has permeated the firm and helped cut “no joy work,” says asset and wealth management head.
American College strikes AI advisor matchmaking partnership
The nonprofit educational institution is helping advisors find prospective clients through an exclusive tech collaboration.
Finra clarifies guidelines around AI, chatbot communications
The self-regulator has updated its guidance around requirements for firms to oversee chatbot messaging for investors and AI-generated content.
Caution remains the watchword when it comes to AI
The appeal of time-saving tools are obvious but there remains confusion around implementing a cohesive AI strategy, says advisor.
Tech stocks tumble after Meta misses on earnings
The Nasdaq 100 shed $400B, the Facebook parent slumped by as much as 16%, and AI believers are left on tenterhooks.
Arch enhances private market investing solution with AI
The firm aims to make processes easier for advisors and investment managers.
