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How stocks of wealth management firms are holding up this year
Focus Financial is going private. There’s a banking crisis. What has the impact been on these companies?
LPL adds Texas advisor managing $180 million
Jonathan Blakelock and six staff members are joining LPL from Ameriprise and will operate as Blakelock Financial Group in Kingwood.
Advisor revenue up at Ameriprise despite lousy year for stocks
The firm reported that its average revenue per financial advisor increased almost 4% in 2022 compared to the year earlier.
Advisor managing $160 million joins LPL from Ameriprise
Dallas-based Matt Irwin has 24 years of experience, all with Amerprise and a predecessor firm.
Ameriprise, Dalton Education create military-oriented adviser certification
The aim is to help more military members and their families reach financial goals.
Ameriprise reports more adviser hiring in third quarter
The company continued to increase revenue per adviser despite the headwinds of the currently stormy stock market.
Edward Jones adviser managing $331 million opts for Ameriprise
Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.
Women-led $340 million team pivots to LPL from Ameriprise
Rubino Skedsvold Moran & Associates, which is based in Portland, Oregon, will use the firm’s RIA and custodial platforms.
Morgan Stanley adviser managing $185 million joins Ameriprise
Kim Garrison is moving to the firm's employee channel in Springfield, Missouri.
Ameriprise terminates adviser in Texas
Dusty Sternadel of Wichita Falls was fired for misappropriating funds, according to her BrokerCheck record.
B-D advisers had a soft landing in the first half, despite bear market
The S&P 500 was down almost 21% over the first six months of the year, but financial advisers at big firms didn't crash and burn.
Courting clients with cigars and whiskey
Rather than free chicken dinners, Ameriprise's Eric Reinhold prefers the slow burn of bonding with clients over a fine cigar and top-shelf spirits.
Ameriprise reports robust hiring of advisers despite market turbulence
The total head count of financial advisers at Ameriprise increased 2% in the second quarter compared to June 2021, reaching 10,245.
Virginia credit union program exits CUNA for Ameriprise
The five-adviser, $335 million unit rebrands as VACU Investment Group.
Economic uncertainty has both advisers and clients delaying retirement
Research from Ameriprise also shows that at least a quarter of financial advisers have no succession plan, and 14% expect to leave the business to a buyer.
Ameriprise’s indie unit nabs woman-led team managing $1.7 billion
Jennifer Marcontell had been with Edward Jones for 22 years in Baytown, Texas.
Ameriprise unit to pay $5 million to settle SEC charges over VA sales
The firm's staff encouraged Ameriprise registered reps to offer clients the chance to swap their current variable annuity for a more expensive one.
Ameriprise recruits $450 million team from UBS
Christine Gustafson and her team at Phoenix Wealth Management are based in Phoenix, Arizona.
Ameriprise keeps hiring advisers
For the 12 months ending in March, the company reported a net increase of 188 financial advisers, or a 1.8% gain.
Texas bank team managing $483 million affiliates with Ameriprise
The advisers at Terrell, Texas-based American National Bank of Texas had previously been affiliated with LPL Financial.
