Displaying 62 results
Cetera welcomes Northwestern Mutual alum to CCO role
The organization revealed Gwen Weithaus, who has more than 30 years' experience, as the new compliance chief for its investment services arm.
Cetera builds insurance planning muscle with Fidelity alum
The firm’s new head of advanced wealth solutions comes with deep expertise in retirement income, life insurance, and annuities.
Avantax welcomes ex-Ameriprise advisor in “full circle” moment
With a reported $120M in client assets, the latest breakaway to join the tax-focused Cetera subsidiary brings with her two decades of experience.
Cetera affiliate Wilde Wealth bolsters ownership group
The Arizona-based planning firm with more than $3.4B in AUA hails the development as a strategic "win-win."
LPL swipes veteran advisor duo from Cetera
The pair in Orange County, California managed $225M in advisory, brokerage, and retirement plan assets at their former firm.
How to get sales and compliance on the same page
There needs to be a healthy working relationship between the powers screaming 'Now!' and those saying, 'Not so fast!'
Cetera arms advisors with active ETF guidance
The broker-dealer and RIA network’s vetted list provides intel on active ETFs across equity, fixed income, and alternative asset classes.
Avantax strikes deal for $760M wealth business
The firm best known for its integrated tax expertise is expanding its book as it snaps up a like-minded practice in Texas.
Cetera’s Durbin says IPO clock has yet to tick
"Every private equity deal we have seen in the brokerage industry has lasted five to seven years," one executive said.
Cetera names new head of corporate development
With a successful record at Avantax, Wall Street veteran Michael Molnar is set to lead the RIA's M&A and advisor succession planning strategy.
Cetera successfully rolls up its advisor businesses
With a leaner organization, the broker-dealer is funneling cost savings from its streamlining effort into more support for advisors.
Avantax president accounts for a brand-new era
While the firm is best known for its tax expertise, Todd Mackay is talking about relationships and creating connections.
Cetera provides bitcoin ETF clarity with policy for advisors
The broker-dealer moves to the forefront with education, training, and resources in ‘prudent embrace’ of innovative products.
Osaic adds $165M Cetera team to New Century
The Kansas-based advisory practice, which has been in operation since 1960, pushes one of Osaic’s enterprise OSJs past the $1B AUM mark.
Osaic adds $360M team from Cetera
Based in Minnesota, the multi-advisor practice does financial planning and portfolio management for mass-affluent retirees and pre-retirees.
Cetera partnership promises 360-degree view of clients’ finances
Wealth giant says advisors will benefit from industry-leading data integration across brokerage, trust, and digital banking accounts.
Cetera’s TRPG begins RIA integrations with acquisition of Kansas firm
Cetera is sharpening its focus on RIAs under CEO Mike Durbin.
Cetera signs up $312M team from LPL
Based in South Carolina, the three-person holistic planning practice is joining a 4,000-strong network of advisors.
Cetera recruits three-decade veteran from Triad
The seasoned advisor oversees more than $120 million in assets at his planning and investment practice in Rome, Georgia.
Cetera signs five-advisor team from Newbridge
Based in New Jersey, the Rosso Financial Group's members boast more than 80 years of combined industry experience.
