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Cipperman Compliance Services

Displaying 3 results

Topic
  • News
  • January 28, 2022

SEC keeps up pressure on private fund advisers

Under Chairman Gary Gensler, the agency is taking a closer look at private equity, hedge funds.

Topic

Even with SEC guidance, advisers must decide when to disclose PPP loans

The regulator deems ‘material’ federal help to pay personnel who work with clients

Topic
  • News
  • March 17, 2020

Advisers should think twice about taking the SEC up on its ADV filing extension

Firms admitting their business continuity plans didn’t hold up amid the panic caused by the coronavirus is ‘not a good look’