Displaying 12 results
The Externship adds bonus experience hours from CFP Board
The virtual training program’s enhanced credit, starting in summer 2024, helps lower a key barrier for aspiring CFP certificants.
Fiduciary Institute shapes next-gen advisors with leadership course
The program seeks to build on the vision articulated by industry icon Dick Wagner.
Three states implement continuing education rules for IARs
Maryland, Mississippi and Vermont are the first states to put the NASAA model rule into effect.
Finology makes debut in continuing education
Jacob Wagner and Natalie Wagner Willis are carrying on their late father Dick Wagner's work on finology, which examines a person's internal relationship with money.
Finra proposes $100 annual fee to ensure industry reentry
A recent Financial Industry Regulatory Authority Inc. rule change gives reps five years to return without having to retake qualifying exams.
Finra proposes annual regulatory education
The regulator's proposed rule would also allow brokers to leave the industry and maintain their registration longer if they complete continuing education, a move that could benefit women who step away to have families.
Tips for earning continuing education credits in a virtual environment
It's not easy to keep up with the credits you need under normal circumstances, and the pandemic has made it even harder.
Kitces to offer online education
First course helps advisers identify planning opportunities in tax returns.
Advisers welcome additional educational requirements
A NASAA model rule would impose 12 hours of CE annually for IARs
Advisers want CFP continuing education to count toward state requirements
NASAA model rule would require IARs to complete CE to close the regulatory gap with brokers
Finra proposes making regulatory continuing education an annual requirement
New approach also would allow previously registered brokers to remain in the industry through CE
State regulators propose continuing education for investment adviser reps
NASAA wants to close the regulatory gap between IARs and other financial advice professionals
