Displaying 34 results
For advisors, automation and multi-custodian relationships are keys to growth
Building client relationships, cost containment, and high interest-earning cash accounts a priority for most wealth firms, reveals survey.
Fidelity looks to squeeze fees from ETF firms
The investment titan's plan to extract revenue-sharing payments from ETF issuers is ruffling some feathers.
A look at Schwab’s TD migration, 8 months in
The company says it has been working to make former TD RIA clients happy, but smaller alternative custodians say they've been getting a lot of business.
Altruist launches high-yield cash product for advisors
The new product arrives as saving rates and returns are subdued.
RMD data, Schwab communications roil indie advisors post-TD
Advisors who custodied at TD Ameritrade are adjusting to life under Schwab.
Kitces, LPL exec agree on need for more transparency from RIA custodians
But they differ on exactly how to provide it, ensuring the debate will go on.
New fee models could open up pricing choices
A revamped model could offer new options for advisers who want to pay a more straightforward fee.
Riskalyze, Altruist integrate platforms
Advisers now have access to risk assessment and portfolio analytic tools.
State Street to buy Brown Brothers unit for $3.5 billion
The deal will increase the mountain of assets at State Street — already one of the world's top custody banks — to $37.3 trillion.
Increase coming in ‘introducing custodians’ for RIAs
The upstarts will focus on a particular niche of the marketplace they feel is underserved, such as advisers with foreign clients or advisers focused on a particular investment approach.
Rise of ‘middle office’ providers for RIAs
One option for advisers starting an RIA is to outsource in one fell swoop such responsibilities as custodial relationships, tech stack design and integration, client billion, tamp solutions and marketing expertise.
The latest in financial #AdviserTech — June 2021
This month's #AdviserTech roundup includes a fundraising round by lead generation service Zoe Financial, as well as news about Tifin Group, Altruist, Vice and InvestCloud.
Steward Partners expanding roster of RIA custodians
Opening its own broker-dealer gives the firm room to recruit advisers who don't hold RIA assets at Raymond James.
Apex Clearing to go public via SPAC in $4.7 billion deal
Apex Clearing is the latest wealthtech company to go public via blank-check merger, following in the footsteps of SoFi and MoneyLion
Schwab custodial services, Fidelity models on Orion platform
Orion is also rolling out new marketing tools and automated proposal systems for its network of advisers
Apex Clearing names Tricia Rothschild president
Rothschild spent 26 years at Morningstar, where her final position was chief product officer
TD Ameritrade applies ‘dating app’ innovation to RIA M&A
Critics of the new platform wonder if the anonymous nature of the interactions will work for personalized deals
TD Ameritrade executive exits to join LPL
Judy Ricketts had worked for the family firm for 24 years
Pershing cancels annual Insite conference to be held in June
The next conference is scheduled for June 2021 in Orlando, Fla.
Communicate or get kicked to the curb
Communicate with your clients immediately, whether it's with a call, a text or an email – or face the consequences
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