Displaying 87 results
Why transition planning for Asian clients is ‘very complex’
"There's a lot of underserved clients in the space and they need a lot of help," says an advisor to the community.
Fairport Wealth extends farewell to industry icon Heather Ettinger
The visionary leader and crusader for women’s financial progress has been instrumental in the Ohio-based RIA’s growth since inception.
Bridging the wealth gap: The power of financial education
By financially empowering underserved communities, advisors can play a crucial part in tackling inequality.
Family, prudence shape Asian Americans’ financial habits
Fidelity research reveals multigenerational focus and hands-on stance on finances among Asian Americans and Pacific Islanders.
5 ways wealth managers can better serve first-time Black investors
Meeting the needs of emerging Black investors can be accomplished through incremental changes to client council and outreach.
Known co-founder Molina Niño focuses on wealth gap
The investment advisory firm is highly diverse and will never need a DEI initiative, co-founder says
What’s so funny about diversity, equity & inclusion?
InvestmentNews will continue to promote what we perceive to be in the best interests of the advisory industry now and for generations to come: a diverse, equitable, inclusive, and exuberant makeup.
New ETF bets on companies led by women
Hypatia Women CEO ETF leverages the logic that female executives represent a rare level of excellence when it comes to leadership and management skills.
LPL cuts ties with adviser accused of racism in TikTok video
Eileen Cure is accused of refusing to hire Black job candidates in viral TikTok. Cure called the accusations 'false and defamatory.'
To recruit more women advisers, industry needs to abandon sales culture
A new report from Carson Group taps into the knowledge of 59 female financial planning executives.
To truly be diverse, the advice industry first needs a true tally of advisers
How can the financial advice industry know whether its attempts to hire more women, Blacks, Latinos and Asians are working if there is no accurate, unified measure of success or failure?
Finra should review Form U4 to help industry diversity: Robinhood
The registration application known as Form U4 asks an applicant for a variety of information, from employment history to whether he or she has been convicted of or charged with a felony.
Diversity could propel the 401(k) industry into its next phase of innovation
Lack of diversity is a problem for the financial service industry, and especially the DC market, where most advisers are white males. That is also true of industry executives, most of whom went to college in the Northeast or were trained by a provider there.
House panel approves ESG, diversity bills without GOP support
Rep. Patrick McHenry, R-N.C., accuses Democrats of trying to 'cater to the far left.' Democrats say ESG, diversity data is crucial.
PE fund targets diversity, governance at small companies
Mill Road Capital is applying a 'progressive private equity' strategy in its latest fund.
The BLX Internship Program
The BLatinX Internship Program's goal is to provide 100 aspiring Black and Latinx financial planners the chance to obtain a paid internship.
Goldman secrecy on harassment claims faces challenge
Goldman faces a vote at its annual meeting later this month on whether it should publish a report on how its mandatory-arbitration policy impacts employees and workplace culture.
Trends in high-performing financial adviser teams
“Mega teams” with the scale to grow, greater diversity, sophisticated tools and the flexibility to adapt to any environment will lead the way.
Recognizing efforts around DEI
The awards recognize individuals, firms and industry partners that cultivate a diverse and equitable profession.
Buckingham’s Hartman on pros and cons of remote work
The president of the $16 billion RIA told attendees at the InvestmentNews Women Adviser Summit that that it's too early to guess when things will get back to normal.
