Displaying 212 results
ESG returns rebound, taking some gas out of performance debate
There are lessons in the data for politicians who are pro- or anti-ESG, but the numbers might be dismissed.
American Funds gets the trophy at Lipper Awards
In the economic aftermath of the pandemic, some strategies performed better than others.
Morningstar analyst ratings hit another speed bump
Errors in computer-generated reports on mutual funds lead to a classic Twitter dust-up in which a disgruntled fund manager challenged the company's analysis of his funds.
ESG investors balance financial and impact performance
New research from the Global Impact Investing Network reveals the multifaceted drivers behind impact investing, as investors balance financial and impact performance. Contrary to what some might assume, financial performance is often the top priority, said Amit Bouri, CEO of GIIN.
David Lerner Associates’ liabilities keep growing
The broker-dealer reported a 'negative net worth' of $22 million last year
Advisers are taking PPP loans for future needs as uncertainty lingers
Sixty-one percent said they anticipate financial difficulties in the coming months
Securitization makes a comeback
Breakfast with Benjamin: Securitization comes back and it's not all bad...Plus, how JPMorgan is positioned for rising rates, Deutsche Bank suspends currency traders, GM pays a dividend, and more minimum wage math.
Wirehouses warm to bank channel recruits
Wirehouses are now focusing on a new market segment in their talent searches: bank channel recruits. Why the change in sentiment for advisers once considered too risky?
Broker to the stars, Bambi Holzer, barred from securities industry
Finra accused Bambi Holzer of lying to one of her former broker-dealers in sales of Provident Royalties deals. Now she's barred from the securities industry. Bruce Kelly has the story.
Troubled SAC Capital hedge fund becomes a family office
Breakfast with Benjamin is back. Today: SAC Capital is now a family office; gold and silver start to shine; navigating bonds with ETFs; another debt-ceiling fight; cheaper gas in 2014; and the biggest product flops of 2013.
Employers want fiduciary duty for 401(k) plans, AARP survey finds
Brokers say they already work in clients' best interest, but formalizing it will eliminate their ability to service small accounts.
How to use your hobbies to master client prospecting
Prospecting from your passions can unify and engage what you enjoy with your profession.
7 biggest ways top-performing firms sustain their growth
The fastest-growing and most profitable firms often take unconventional approaches to their business models. To see how your firm stands up, take part in this year's study.
Citigroup’s Mexican unit under FBI scrutiny for alleged fraud
Breakfast with Benjamin: Citi under the FBI microscope. Plus: Using P/E ratios to dispel bubble theories, re-calculating the size of the nation's oil reserves, big banks and big overdraft fees, GM and political grandstanding, and it's always a good time to teach kids about money.
Quantifying the best practices of advisory firms
InvestmentNews Moss Adams data show that top performers increase revenue by adding new clients.
Steward Partners adds consulting unit
CEO says the consulting business will operate 'conflict-free.'
Barclays looks like the latest bank to back away from commodities trading
Breakfast with Benjamin: Barclays backing away from commodities. Plus: Goldman hangs tough in the commodity-trading arena, getting esoteric with income investing, riding on an M&A high, and IRS bonuses whether you've paid your taxes or not
Jobs report looks beyond the winter blues
Friday's menu: Jobs report looks past winter blues; investing in weed for a pot of gold; GM execs get PR all wrong; five funds set to bounce: jumping on the HFT bandwagon, and when the rich don't feel rich
How inStream’s business model pivot will affect adviser tech spending
Plus tech experts on the trends that are sure to affect all advisory businesses, and how some new integrations can provide marketing resources to grow online audiences
Morgan Stanley profits up on lending, cost cutting; adviser force stable
First-quarter profit in the wealth unit rose 66% from last year as firm focused on expanding lending to clients and trimming operational expenses.
