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Finseca

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Topic

Focus on outcomes, not mythical legal jargon, says Finseca CEO

Marc Cadin responds to a recent InvestmentNews editorial and explains why he believes the DOL process and pro-fiduciary rule argument are both flawed.

Topic
  • News
  • February 7, 2024

Congress takes another shot at federal auto IRA

Since the auto IRA was proposed 18 years ago, the only successful efforts have been in the states.

Topic
  • News
  • January 10, 2024

Most Democrats support DOL advice proposal in House hearing

'We ought to require the best interests of the investor to be protected and we’ve got some loopholes to fill,' says top Democrat on the panel.

Topic
  • News
  • December 12, 2023

Industry opponents call on DOL to withdraw retirement advice proposal

On day one of public hearing, critics argue potential new measure will alienate some clients and is 'overbroad, unnecessary and inconsistent.'