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Finra looking into Facebook trading snafu
Regulator assisting Nasdaq with investigation; orders not executed properly for 19 minutes on Friday
B-D group: SIPC right, SEC wrong in Stanford clash
NAIBD calls commission's insistence that agency cover Stanford losses 'a misfit solution'
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The indie channel’s future
Considering the economy, the state of the stock market and the public's perception of Wall Street, the immediate outlook for the independent-brokerage business — like most financial services businesses — is anything but glowing.
