Displaying 5 results
BlackRock throws support behind Texas-based NYSE challenger exchange
The upstart bourse aims to lure issuers seeking relief from rising compliance costs at incumbent exchanges.
SEC slaps NYSE parent firm with $10M penalty for cyber reporting failure
The federal securities regulator says the exchange giant took four days to report a vulnerability in its network, violating its internal procedures.
NYSE, Nasdaq volume discounts for brokers threatened by SEC proposal
The setup can result in larger firms offering customers better transaction prices than smaller ones, SEC Chair Gary Gensler said.
SPAC boom over, NYSE moves to delist warrants of Schorsch-backed company
The exchange said the warrants weren't suitable for listing because of their extremely low pricing.
NYSE says nuh-uh to broker-dealer SPAC
The recently announced merger of the Kingswood SPAC with broker-dealer aggregator Wentworth fell short of the Big Board's listing standards.
