Displaying 38 results
Former head of Osaic B-D lands at AssetMark
"Having relationships with financial advisors is one of the greatest assets these senior executives possess," said one industry official.
Commonwealth swipes $300M planning team from Osaic
Severing a 22-year-old affiliation, the advisory firm with a comprehensive planning focus will serve as an OSJ at the IBD and RIA giant.
Are advisor teams better than solo practices?
Joint research by Cerulli and Osaic shows growing momentum and bigger numbers behind teaming, though there are potential challenges.
LPL adds $215M advisor pair in California
With more than six decades of collective industry experience, the advisor duo are coming over from Securities America, a unit of Osaic.
Veteran leader Desiree Sii departs Osaic
'Does Osaic really need these redundancies in management,' asked one industry executive.
Osaic seals deal for Lincoln’s wealth advisor business
The wealth management giant has gotten even more colossal as it welcomes $115 billion in assets and some 1,400 advisors.
All kinds of B-Ds, not just the giants, are making deals
'Those offers from smaller firms don’t always get as high as those from the bigger players, but they are pretty darn close,' says a recruiter.
LPL expands in Louisiana with Osaic advisor
The Lafayette-based advisor, who founded his firm in 1984, manages $150 million.
Osaic adds $280M with father-daughter advisor duo
The firm is expanding its footprint in North Carolina and Maryland with a multigenerational advisory practice from Valic.
LPL grows network with 7 ex-Osaic advisors
Minnesota advisors join the firm after overseeing around $700M in assets at Osaic.
Osaic adds $165M Cetera team to New Century
The Kansas-based advisory practice, which has been in operation since 1960, pushes one of Osaic’s enterprise OSJs past the $1B AUM mark.
Osaic bolsters network with $210M Ameriprise team
With hundreds of families and business clients in its book, the New York-based firm is joining one of the wealth giant’s largest OSJs.
Osaic adds $360M team from Cetera
Based in Minnesota, the multi-advisor practice does financial planning and portfolio management for mass-affluent retirees and pre-retirees.
Osaic welcomes $240M duo from LPL
The South Carolina-based wealth practice caters to retirees, pre-retirees, and small business owners and professionals.
LPL Financial welcomes another veteran advisor
The advisor, based in North Carolina, oversaw roughly $130 million in assets at Osaic.
Alt managers’ push to advisors hits resistance at some B-Ds
‘When I got here in 2016, I had no idea who the alternative investment sponsors were,’ says Jamie Price of Osaic.
Osaic CEO says ‘day of reckoning’ coming for RIA market
"Will there be more RIAs for sale than there are buyers at the trough?" Jamie Price asks.
Giant conflicts alleged involving a former advisor
'I worked my whole life trying to save for now, and I can't retire,' says Galia Meiri, one of the advisor's clients.
Lincoln deal caps year of change at Osaic
But what will the ultimate asking price for Osaic be as the firm moves toward an IPO?
Advisors reveal top resolutions for 2024
Bull market provides advisors with breathing room to improve their practices - and get those new year’s resolutions on record.
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