Displaying 6 results
GPB top executives’ criminal trial to start Monday
'The GPB case is bewildering,' says one senior brokerage executive.
‘Ponzi schemes are done in the open by bad people’
SEC bars advisors who worked with Georgia Ponzi broker.
Ex-Oppenheimer advisor sentenced to 8 years for $50M Ponzi scheme
The disgraced advisor fleeced more than 400 investors in a fraudulent 'private equity' fund over a 13-year period.
Finra arbitrators exonerate Raymond James in scam targeting Ecuadorian investors
'It’s a devastating award, or lack thereof, for the claimants and a massive victory for Raymond James,' says an attorney not involved in the case.
Gold IRA Ponzi paid for luxury cars, esports team, CFTC says
Regal Assets and its owners pilfered $21 million from clients, the CFTC and California DFPI allege.
Leap of faith sours for church members as SEC charges man in alleged $35M Ponzi
Many of the investors were elderly retirees who were members of the same church as the man charged.
